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PRIVACY POLICY
Under the Gramm-Leach-Bliley Act of 1999, all providers of personal financial services are now required by law to inform their clients of their policies regarding privacy of client information. Financial advisors have been and continue to be bound by professional standards of confidentiality that are even more stringent than those required by law. Therefore, we have always protected your right to privacy.
NONPUBLIC PERSONAL INFORMATION WE COLLECT
We collect nonpublic personal information about you that is provided to us by you or obtained by us with your authorization including:
• Information provided on an application or other form, including, but not limited to: name, address, tax identification number, family members, assets and income.
• Information about your transactions with us, our affiliates or others such as account balances, current investments and current and prior tax information.
PARTIES TO WHOM WE DISCLOSE INFORMATION
For current and former clients, we do not disclose any nonpublic personal information obtained in the course of our practice except as required or permitted by law. Permitted disclosures include, for instance, providing information to our employees and in limited situations, to unrelated third parties who need to know that information to assist us in providing services to you. In all such situations, we stress the confidential nature of information being shared.
CONFIDENTIALITY AND SECURITY OF CURRENT AND FORMER CLIENTS’ INFORMATION
We retain records relating to professional and investment services that we provide so that we are better able to assist you with your needs and to comply with professional and legal guidelines. In order to guard your nonpublic personal information, we maintain physical, electronic and procedural safeguards that comply with our professional standards.
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